We help plan sponsors address their compliance responsibilities related to current fiduciary standards. Our programs guide fiduciaries through the matrix of investment committee training, plan guidance, provider monitoring, and proper documentation.
Employers typically wear many hats. While they may spend little of their time focused on retirement plan issues, their fiduciary role for the plan can pose significant risk in the corporate arena. Inundated with primary job functions, finance and human resources executives simply don’t have the time, or the tools, to fulfill their fiduciary duties with a high level of assurance and protection. This uncertainty is the main cause of concern towards their personal liability as a fiduciary.
We help employers address their fiduciary responsibilities by:
Fiduciary functions are managed effectively through a written agreement with fiduciary acknowledgement for our investment and advisory services. We help you save time, reduce personal risk, and gain access to critical fiduciary tools.
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Securities and advisory services offered through LPL Financial, a registered investment advisor. Member FINRA / SIPC. Some insurance products are offered through LPL or its licensed affiliates. Associated Bank, N.A. (“AB”) and Associated Financial Group, LLC (“AFG”) are not registered as a broker-dealer or investment advisor. Registered representatives of LPL offer products and services using AFG, and may also be employees of AB. These products and services are being offered through LPL or its affiliates, which are separate entities from, and not affiliates of, AB or AFG.
The LPL Financial Registered Representatives associated with this site may only discuss and/or transact securities business with residents of the following states: AZ, CA, FL, IL, IN, KS, MA, MI, MN, MO, NC, ND, OH, TN, TX, WA and WI
Insurance products are offered by licensed agents of AFG. AFG is a wholly-owned subsidiary of AB. AB is a wholly-owned subsidiary of Associated Banc-Corp (“AB-C”). AB-C and its subsidiaries do not provide tax, legal, or accounting advice. Please consult with your tax, legal, or accounting advisors regarding your individual situation.